Paul TateDIRECTOR OF COMPLIANCE
Contact Details
Licensed, Registered or regulated in
- the UAE by the Emirates Securities and Commodities Authority
Areas of Expertise
- Governance
- Risk Management
- Compliance
- Regulatory Licensing
- Regulatory Communication
- Anti-Money Laundering
- Portfolio Management
- Financial Advice
Qualifications
- Post Grad Diploma in Governance, Risk and Compliance
- Global Financial Compliance (CISI)
- RPE, JSE Registered Securities Trader
- Bcom Hons, Financial Management
Paul Tate started his financial services career in 2011 at Standard Banks subsidiary Liberty Life as a financial advisor, having completed degrees in Investment Management and Financial Management Honours.
Paul has been in the international financial services market since 2015, starting as a senior associate and moving into senior management within operations and compliance. He has shown a strong aptitude towards corporate strategy and compliance. This understanding has been augmented by further study in Compliance and Risk through the Charted Institute of Securities and Investments, and has obtained a Post Graduate Diploma in Governance, Risk and Compliance through the International Compliance Association. Paul is a Fellow of the International Compliance Association.
Tasked with charting the way forward to a truly borderless client experience, he brings passion and dedication to the business’s growth strategy.