Hoxton Capital Management USA’s registration has become effective with the Securities and Exchange Commission
Hoxton Capital Management is pleased to announce that, in connection with the continuing evolution and growth of its US investment advisory business and operations, the US Securities and Exchange Commission (SEC) has issued an order (file no.801-123553) declaring that, pursuant to sec. 203(c) of the Investment Advisers Act of 1940, HCM USA’s registration has become effective with the SEC as of 30 March 2022. (Hoxton Capital Management USA is also a state Registered Investment Advisor in Texas and New Jersey.)
Hoxton Capital Management USA, which began US operations in 2019, is US-headquartered in Austin, Texas, and is establishing a branch office in Jersey City, New Jersey. The Firm presently has 13 registered Investment Advisor Representatives and, as we begin 2Q 2022, has seen a rapid growth in non-discretionary Assets under Management now exceeding US $140mm.
We see the present growth trends continuing and look forward to implementing our unrelenting commitment to safeguarding our US clients’ financial futures.
On this announcement Chris Ball, managing partner of Hoxton Capital Management’s global business: “This is a very important step and milestone for the growth of our US business, and also the latest display of our continued commitment to bringing our services and expertise to expatriate investors across the globe. The significant expat population in the US deserves to have available high quality, relevant, tailored advice and this development will allow us to expand our operations to meet the demand that we know is present. A huge amount of hard work has gone on from the Hoxton team to make this happen, and this announcement is testament to their efforts. Above all else, I’d like to thank all of those clients in the US that have chosen to work with us as their specialist adviser and look forward to us helping a great deal more people across this market in the coming years”.